鉴于历史研究的发展,其不断迈向新的和未知的领域,就学生的入学率和公共威信而言历史教学似乎成了一个严重的危机。至少在一些国家这是真的,特别是那些对于在20世纪之前的教学时代。本文将探索这种危机的原因,并提出一些可以证明21世纪初的历史存在的几个论点。虽然历史不再是如19世纪和20世纪前半叶时期被认为是生活的老师,也不是竞争意识形态的基础,但是对历史的研究及其功能可以也应该最大程度上向公众开放并强调其重要的文化功能,这些都超出了纯粹的求知欲。其中最主要的是需要应对社会和人类事务的快速变化,这是现如今急需的,也是历史的唯一规则配有系统处理。
历史教学似乎成了严重危机。至少这是很多实践历史学家们的印象。虽然数据统计显示这还是处于稳定期,甚至近年来在一些国家如美国和英国,历史专业绝对人数有了少量增长,但是相对于其他社会科学(特别是商业管理)和计算机科学,历史的地位明显下降了。
ABSTRACT
Whereas historical scholarship is prospering and is constantly moving into new and uncharted territories, the teaching of history seems to be in a serious crisis in terms of student enrollment and its public prestige. This is true at least in some countries and is especially so with respect to the teaching of eras which precede the twentieth century. The present article seeks to explore some of the reasons for this crisis, and proposes a few arguments which can provide a raison d’être for the study of history at the beginning of the twenty-first century. While history is no longer regarded simply as magistra vitae, nor is it the foundation for competing ideologies as it used to be in the nineteenth century and the first half of the twentieth, there are very important cultural functions, beyond sheer intellectual curiosity, that the study of history fulfills, functions which can, and should, be emphasized also to the public at large. Chief among them is the need to come to terms with rapid change in society and human affairs, a need which is especially acute nowadays, and which only the discipline of history is equipped to deal with systematically.
KEYWORDS: crisis of historical teaching; purpose of historical teaching; historical change; historical time; historical relevance.
The teaching of history seems to be in a serious crisis. At least this is the impression of many practicing historians. Although statistical data point to a certain stability, even a modest rise in recent years in the absolute number of history students in some countries like the U.S and Great Britain, relatively to other disciplines like some of the Social Sciences (particularly Business Administration) and of course, computer studies - the status of history is clearly in decline . Whereas the discipline of history is thriving in terms of the level, richness and fresh perspectives of its research, there are relatively less young students choosing to study history at the University level. And as we all know, academic budgets are constantly being cut, especially in the humanities, including history. The teaching of history in high schools is similarly in decline in terms of hours, content, and surely of prestige, once again, particularly in comparison with the teaching of the Sciences. The tendency to focus on limited issues, mainly pertaining to the recent (often–national) past, that of the twentieth century, also cripples a serious, long-term, understanding of history. This is clearly noticeable in my own country, Israel, and, I believe, in many other countries as well. In the long run, this situation threatens the state of the discipline as a whole, first of all, because fewer Ph.D. graduates in history are able to find jobs, and secondly, since these trends may ultimately lead to a sharp decrease in the number of young historians.
There are several reasons for this crisis, besides the overall crisis of higher education, especially in the humanities. They are quite well-known, but let me mention some principal ones. First of all, there is a long-term epistemological crisis. Our discipline as a scholarly discipline largely developed, as we all know, in the nineteenth and the first half of the twentieth century under a rather clear and unitary paradigm. That paradigm assumed an objective historical reality (similar, though by no means identical to natural reality), independent of the historian-observer, requiring a rigorous critical method by which to reach that historical reality . It also assumed the intentionality of the historical agents (mostly political leaders, generals and members of the elite), and a linear progress towards modernity. Within that paradigm, sometimes called the “Whig interpretation of history” - Western Civilization, secular, scientific, technological, industrial and democratic, was seen as an end-point towards which, whether directly or indirectly, all human societies were supposed to develop. (For a classical critique of this view see Butterfield, 1965). This “meta-narrative” has gradually given place in the twentieth century to a socio-economic view of history, whether of the Marxist type, or of the structuralist version of the Annales school (Iggers, 2005, Chapters 5–7). Both the political and the socio-economic paradigms, however - the second even more than the first - shared a wish to be as “scientific” as possible, if not on the model of the Natural Sciences, at least on that of the Social Sciences. Since the 1950s, however, the first, political paradigm, started to decline, and in the 1970, the social-economic paradigm similarly came under increasing criticism. These changes were the combined result of disenchantment with politics, a belated reaction, perhaps, to the Second World War and the Holocaust, the processes of de-colonization, the revival of religious movements, and the growing skepticism towards modern scientific and industrial culture (Iggers, 2005, pp. 97–100). The plurality of narratives which have come in their stead, especially in the last generation, have given a real boost to the richness and variety of historical scholarship, but led on their part to growing skepticism and disenchantment among the public at large. (For a forceful critique of these skeptical implications, while still accepting, indeed–promoting, the centrality of narratives in historical discourse see Ginzburg, 1999). Why study history if it does not tell us a coherent story on the basis of which we can base our values, fortify our view of the world, and even make reasonable predictions with respect to the future? Furthermore, if historians themselves keep stressing the tentative, even subjective and relative, character of the picture they present to students, why bother studying such accounts? If indeed (following Hayden White and many others) the difference between history and literature, between allegedly “scholarly research” and creative fiction is narrowing down, if not completely obliterated, why subject oneself to the rigorous traditional techniques of the discipline, when one can enjoy just as well a good novel, movie or theatrical play? Personally, I think that this skeptical critique has gone much too far and I am worried by the extent to which some practicing historians have accepted that radical critique. In between a naïve view of “objective”, “scientific” history, and a skeptical view which sees all historical narratives as just another type of fiction, I believe that there is a vast territory of critical discourse which can and should sustain responsible historical scholarship, but I shall return to this point below.
The epistemological crisis was linked with a more specific political one. Our academic profession developed in the nineteenth century and the early twentieth to a great extent under the auspices of the nation-state. In many respects, it was conceived as fortifying and enhancing the nation-state (hence its emphasis on the political dimension of history). For that reason, the historical profession also received the strong support of the State (Iggers, 2005, Chapters 1,2; Krieger, 1977). Historians (though by no means all of them) were at the forefront of building-up national identities in the traditional states of Europe, and even more so, in the new nations outside of Europe. They did so by uncovering, and reconstructing the national past, and by conveying it, in teaching and in writing, to future generations, thus contributing to (or even establishing) a collective memory. As late as 1985, a prominent American historian like William McNeill tended to link historical knowledge with certain collective myths, calling them “Mythistory”, while expecting them to be critically constructed” (McNeill, 1986). That same decade of the 1980s saw, however, the growing interest (and, once again - the growing skepticism!) concerning the relationship between “history” and “memory” . The so-called “New historians” have increasingly cast doubt on the conventional narratives, collective memories or “myths”, which have served as the basis for these national identities, calling them “imagined communities” based on “invented traditions” . The jury is still out on the issue how “invented” national identities really are, but in the public eyes, the “myths breakers” are more visible (and vocal) than scholars who still accept the validity of concepts such as “ethnic identity” and “national traditions”. Indeed, historians are moving nowadays away, not only from national histories, but also from an exclusive focus on Western history. The growing interest in universal history, or World history, and the pursuit of the means and techniques by which to teach it to students, is surely one of the most promising ways to overcome the present crisis and make history teaching “relevant” once again.#p#分页标题#e#
Going back to the causes of the crisis, historians have also increasingly focused their attention on the moral and political failures within their own national histories. This is particularly manifest not only in countries with a totalitarian background in the 20th century like Germany, Russia and Japan, but also in the new nation-states, and once again, my home-country, Israel, is a typical example. In the past twenty years, “new historians” in Israel have caused an on-going storm because of the doubts they have raised concerning traditional national narratives, and even more, because of their implicit or explicit moral critique concerning past deeds; whether actions committed in the course of the War of Independence, for example, or events connected with the origins of the refugee problem. Under these circumstances, no wonder that public opinion, and even more so, politicians in decision-making posts, have adopted a growing mistrust towards academic historians, a mistrust which is quickly translated into budgetary cuts, and at times, into a more stringent supervision of history text-books for high-schools. Paradoxically, such mistrust led public authorities to lay more emphasis on national history in high-school curricula in order to “immune” students from the “subversive” currents in the scholarly world. Having served for a few years as the chairman of the academic committee overseeing the history curriculum in high schools in Israel, I can testify to these tensions first-hand. At the same time, I should stress that history teachers in Israel, at high-schools, and clearly, in Academe, have quite a free hand to teach, as far as the historical substance is concerned, according to their professional convictions. The reservations on the part of political authorities are manifest on the one hand in changing emphases in the curriculum in favor of national history, and on the other, in diminishing resources (and in reducing the number of hours allotted to the teaching of history), rather than in outright censorship of any kind. Yet, if history teaching, especially, academic teaching, is no longer a safe bulwark of national identity, indeed, if it is often seen as subversive of cherished national beliefs, why continue promoting it?
There is, however, a deeper cultural cause for the crisis of history teaching, closely connected with the epistemological and political aspects that I have mentioned already. Our discipline has developed in the nineteenth century under the cultural, almost metaphysical premise according to which history was the ultimate judge in human and political affairs. Indeed, and here again I just repeat a truism, history has, since the French Revolution, replaced divine Providence, as the overarching principle by which human affairs were assessed. “History will judge”, “history tells us” are the type of phrases one still hears from time to time in the media and in public discussions. Professional historians, however, keep informing the public nowadays that history cannot judge, and surely, cannot tell us anything normative. We are no longer so sure that Jefferson was right in saying (in Notes on Virginia, 1784) that “History, by apprizing [us] of the past, will enable [us] to judge of the future”. But then, why study history in the first place? For what use? Under the exhilarating changes in society, technology (especially communications, high-tech and computers) and the dramatic transformation of sexual and social mores in recent years, what use is it to study past societies, past cultures, past events? Our children (and grand-children), as well as most students, naturally look toward the future, rather than to the past. Why bother with the past when they feel that the future will be so different from the past, and when they are told that the past can no longer justify (as it used to do) any of their actions, or even serve as a foundation for their own identity?
So, is there a future to the study of the past? I believe there is, but it has to be founded on different grounds from the traditional ones. We, professional historians, have been so busy with pioneering new horizons for the study of the past, in social history, gender history, histoire de mentalités, cultural history, etc. that we seem to have paid little attention to the public implications of these exciting new perspectives. True, these new horizons are extremely intriguing and in some cases, are able to have a broad public appeal (Natalie Davis’ book Le retour de Martin Guerreand especially–the movie based on her meticulous research, is a famous case in point). The connoisseurs will continue to be attracted to these vistas, but we are at the risk of losing the public legitimacy for our profession, and the central role it used to play in the academic and cultural sphere. We need to train our students, I believe, not only in the substance and methods of history, but also to clarify the aims, values and uses of our discipline.
Let me make a few proposals which I hope can be a basis for discussion: The first benefit which is usually ascribed to the study of history is that by learning the past, one better understands the present. This traditional response is clearly a good and important one, and up to a point, remains so today too. We are all convinced that no serious understanding of present-day political, international, scientific, social or cultural reality is possible without a firm knowledge of the processes which have brought that reality about. We should take into account, however, that the primacy of a “genealogical” understanding is not shared by all our academic colleagues, and is not easy to instill in the younger generation, surely not when it comes to periods far a away in time. Moreover, by relying on such an argument for the study of history, we concede too much to the opponent: namely, that the present ought to judge the “relevance” of past experiences. The present is clearly and rightly influential in forming the perspective from which we see the past, or in choosing the problems on which we focus, but even here we ought to be careful to avoid anachronism.
The study of history, therefore, cannot be defended, in my opinion, solely in terms of understanding the present. More generally, history has been traditionally promoted as a humanistic discipline. As historians, we surely all agree that there is no better avenue to study man and human culture than the study of history . But can we compete nowadays with disciplines like Psychology, Anthropology, even Philosophy? We usually stress the individual and unique focus of historical studies in contradistinction with the Social Sciences, but even here we have a strong competition with Literature and the Visual Arts, especially with Television and the Movies. And since historians themselves have increasingly stressed, as I pointed above, the “non-scientific”, even “fictional” nature of their discipline, what is the actual advantage of the historical narrative over the literary one for understanding the human condition? Finally, the present crisis of history is itself part and parcel of the overall crisis of the humanities, so that the “humanistic” answer does not necessarily carry much weight with either potential students, or the public authorities.
Without forsaking the above traditional arguments (including an epistemological defense of some “objective” value of the historical discipline!), I would therefore suggest emphasizing two further highly important educational functions history possesses, in my opinion, functions which can also appeal, perhaps, to the contemporary Zeitgeist. First, it teaches us to understand and appreciate societies, political systems, values and cultures different from our own. This function is also linked with the turn to universal history which I have mentioned above. But it is a role which history plays even when its focus is quite narrow geographically. Indeed, the profound changes that our discipline has undergone in the past fifty years or so, enhance such a role: The plurality of narratives; the lack of water-tight certainty; the legitimate (though carefully circumscribed) place of “impressions”; the giving-up of a “progressive”, linear view of history; the deep influence of anthropology - have all increasingly emphasized the nature of history as a type of travel; A travel into foreign and sometimes exotic societies. This last perspective, it seems to me, can be especially attractive to the young generation of students. The past is, after all, “a foreign country” as David Lowenthal has famously stated. In Israeli society, for example, many students come to the University after a few months of a grand tour abroad (and this is following their army service, namely at the age of 21 or 22!), often a tour in Latin America, India, or the Far-East. Rather than stressing the similarities or the “relevance” of past societies, I suggest that we, as university teachers, should stress the differences between our society and the historical periods we teach . This is even true with the recent past, since how misleading can it be to think that our forefathers thought and behaved exactly as we do, whether in Japan in the Meiji period, in Colonial India, in Soviet Russia, or even in the Weimar Republic, not to mention–the Jews under Nazi rule?
In this respect, history is indeed, like anthropology, educating its students to encounter alien societies and cultures, to understand them, without necessarily judging them. One hardly needs to stress the importance of such training in this day and age. (I don't wish to get into the thorny question of the place of moral judgments in the teaching of history, but I believe that in the university context, it plays a relatively minor role). Toleration of the “other” is one of the most critical values modern societies need to develop, and history, I believe, may be the best discipline to do that. This is also a function which we can point to in defending the importance of our discipline in public debates. Yet, in this respect, history may not be that different from some of the Social Sciences, particularly Anthropology.#p#分页标题#e#
The unique character of history, however, resides in dealing with differences in time, not just in space. Herein, I believe, resides the most important educational value of our discipline nowadays, though not always sufficiently emphasized. Needless to say, the nature of time has been perhaps the most important philosophical and scientific issue in the last century or so, and I by no means pretend that I am able to tackle this complicated subject, let alone–add anything to its elucidation. More limited, but also quite controversial is the question of historical time (in contradistinction to Cosmic time, Metaphysical time, Ecological or seasonal time, Social or generational time, and Psychological or existential time), a question that has attracted quite a lot of attention in recent years . HistoricalTime may not be homogeneous, as Jacques le Goff has shown us, and is surely not “linear” or progressive, but is nevertheless unidirectional, even if certain cultures and certain thinkers conceive it as cyclical. (Corfield, 2007, Ch. 1). As is well known, historians have divided historical time in the past half-century in various ways, distinguishing between the longue durée, conjonctures and événements, or between “deep continuities”, gradual-evolutionary change and “turbulences”, to bring just two examples of such classifications.
Change remains, in any case, the central historical category. (The secondary role this dimension had in the so-calledAnnales school was, in my view, the main drawback of that “structuralist” approach). It is not by chance that the consciousness of historical time (and of the discipline of history in general) arose mainly after the French Revolution and in the course of the Industrial Revolution, when the differences between past and present became glaring, and consequently, also the expectations of a future which will be different from the present (Koselleck, 2004). Understanding change - whether political change, social dynamics or cultural and religious transformations - is the primary cognitive aim of the historian. Furthermore, in my view, it is also a mental and a psychological aim. History is the only discipline which familiarizes students with the dominance of change in human societies and teaches them to accept change and try and understand it.
Need I emphasize the importance of such training and education at the beginning of the 21st century? We may no longer view history as the “ultimate judge” of values or political and social ideologies, as many thinkers (though by no means all!) viewed it in the nineteenth and early twentieth century. Yet, needless to say, the pace of change, which was among the reasons for the emergence of our discipline in the nineteenth century, as I have mentioned above, has only accelerated at the at the end of the twentieth and the beginning of the 21st century. The last few years have provided us with several relevant and dramatic cases in point, beginning with September 11th and continuing with the recent economic crisis, not to mention the earlier collapse of the Soviet block and the Communist ideology, or the breathtaking revolution in communications and the digitalization of culture. Historians for the most part have failed to predict any of these dramatic changes. “Prediction” is definitely not one of the functions of the historians, and surely, contrary to what people sometimes expect, neither is it within their ability. Yet, while I don't wish to claim that historians could have better foreseen the World Economic Crisis, for example, I would argue that they should not have been that surprised by it. Moreover, they could have taught their colleagues and students something about previous economic crises, particularly that of 1929. Whether similar to the present crisis or not, one thing history can teach us–that periods of growth and prosperity come to an end, often unexpectedly. The historian cannot be a prophet, but his role is to teach his society that change is constantly taking place and to prepare his students, cognitively as well as psychologically, that change is the main feature of life. In this respect, we historians are all students of the Greek philosopher Heraclitus: One cannot step twice into the same river. (The radical and skeptic might say with Kratylos–not even once! But as stressed above, I think we have also to avoid overly skeptical views of our discipline).
So, this, I submit, could be our Apologia pro disciplina nostra. I believe that there is a future to the teaching of the past, even if its raison d’être would be somewhat different from traditional ones. Not as a universal judge of right and wrong (though as recent controversies concerning the Holocaust and its denial indicate that the search for factsdo have a moral function!), nor as making one singular sense of the very confused story of humanity. Neither does history's raison d’être reside in solely legitimizing national identities or political ideologies. Rather, it is a way of offering one account for understanding the present; a privileged avenue for the understanding of man and society in general, and what is perhaps more important - a good way of opening our eyes to different values and ways of life; and the best means of sensitizing us to the realities of change and providing us with the tools to explain it, deal with it, and accept it. This last function–directing the attention to the centrality of change in human life and trying to explain it - is an intellectual, psychological and normative function crucial in a rapidly changing world, a function no other discipline can fulfill, a function which is at the very heart of our enterprise and which makes our discipline more than ever “relevant” to the public at large, “relevant” in the best sense of this word.
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